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First-step analysis: fintech regulation in USA - Lexology Securities. Securities and Exchange Commission (SEC). Broker-dealers, investment advisers, securities exchanges ; Financial Industry Regulatory ...
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First-step analysis: fintech regulation in Australia - Lexology APRA is responsible for the prudential regulation and supervision of banking, insurance and superannuation institutions to promote financial system ...
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New York State Department Of Financial Services Publishes Updated Version Of Proposed ... The Revised Proposed Amendments would significantly clarify and expand the compliance obligations of NYDFS-regulated financial institutions ...
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Letter: Sensible AI regulation will amplify human potential | Financial Times From Don Schuerman, Chief Technology Officer, Pegasystems, Cambridge MA, US.
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FSOC Climate Progress Report Must Prompt Further Action to Protect Economy — The Financial Stability Oversight Council (FSOC) today released a progress report on the actions regulators have taken to address the impacts of ...
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EU's top regulator says region's banks are 'robust' | Financial Times Only three of Europe's 70 biggest banks would be forced to raise capital in a doomsday scenario, the EU's top banking regulator said on Friday, ...
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AI and the importance of regulation, safety, and, managing risks - YouTube AI #youtube #tech This segment originally aired on July 26, 2023. Credo AI Founder and CEO Navrina Singh spoke with Yahoo Finance anchors Brad ...
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New Legal Challenge Emerges to FDIC's Supervisory Guidance on Re-presentment ... - JD Supra When following supervisory scrutiny of fees charged to bank customers, ... However, banking regulators other than the FDIC also have recently ...
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SEC Proposes Rule to Address Use of AI By Broker-Dealers and Investment Advisors Financial Regulatory Reform. + Follow x Following x Following - Unfollow. Financial Services Industry. + Follow x Following x Following - Unfollow.
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Indonesia: OJK regulation on insurance sharia spin-off finally issued In brief. On 11 July this year, the Indonesian Financial Services Authority (OJK) issued the long awaited OJK Regulation No. 11 of 2023 on Spin- ...
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