Jumat, 19 November 2021

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update November 20, 2021
NEWS
Daily Financial Regulation Update -- Thursday, November 18, 2021 · to read more from our Coronavirus series. · to view the full text of the Coronavirus ...
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"Saule is widely regarded as one of the top financial regulatory ... in U.S. banking law and U.S. financial regulation without taking into account ...
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... of the enforcement actions against financial-system defendants. That is according to research by the Committee on Capital Markets Regulation, ...
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Existing regulation updates can aid innovation guidance while protecting investors and the integrity of financial markets. "Congress should continue ...
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The prime pillars of insurance regulation, per the NAIC, are financial risk analysis; insurance market availability and affordability; and consumer ...
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House Financial Services Committee members recently advanced a series of bills that seek to protect investors, ensure fair employment ...
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... authority and fails to comply with relevant regulations and procedural requirements," Boozman and the other Senators wrote in the letter.
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... terms of a securities lending transaction to a registered national securities association such as the Financial Industry Regulatory Authori.
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The Fed chief has faced blowback in recent months from a coalition of financial regulation advocates and climate activists, and other high-profile ...
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... Conduct, and Regulatory Risk effective from 1st November 2021. ... compliance professional focusing on financial services risk and regulation, ...
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