Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ July 3, 2021
	NEWS
	Daily Financial Regulation Update -- Thursday, July 1, 2021 Lexology When implementing regulations are finalized, financial institutions will be required to ensure their AML Programs address the eight priorities:. Flag as irrelevant
	Flaherty's dream of a national securities regulator a victim of 'friendly fire' Financial Post When it happens, remember June 22, 2021. That's the day the Conservative Party voted against a more functional approach to financial regulation, ... Flag as irrelevant
	The SEC should have approved a bitcoin ETF a long time ago, regulator Peirce says CNBC For years, Wall Street's most powerful regulator has denied applications by the nation's exchanges and financial firms to list securities that track bitcoin ... Flag as irrelevant
	Former executive: Wells Fargo acted like 'mafia' to suppress internal critics The Hill He had been working on a project to make sure that Wells Fargo was in compliance with British financial regulation laws. He is suing the bank for ... Flag as irrelevant
	UK Looks To Diverge From MiFID Rules To Boost Trading Law360 The EU rules govern the buying, selling and trading of financial instruments. But British lawmakers can address any deficiencies they find in the rules ... Flag as irrelevant
	PRIMER: high frequency trading International Financial Law Review This allowed cross-market trading to flourish, according to Scott Bauguess, head of the financial markets regulation at McCombs School of Business at ... Flag as irrelevant
	Bill targets financial guidance reviews, economy protections Financial Regulation News "This bill strengthens congressional oversight of regulators to ensure that guidance is used to clarify regulation, not further increase regulatory burdens.". Flag as irrelevant
	The Top In-House Hires Of June Law360 ... College Law School, where she taught courses regarding corporations, securities regulation, startup company governance and financial regulation. Flag as irrelevant
	United States: CFTC Clarifies Swap Dealer Capital Calculation Requirements Mondaq News Alerts The CFTC Market Participants Division ("MPD") issued clarifications as to the capital and financial reporting requirements imposed on swap dealers ... Flag as irrelevant
	Financial institution confusion: Are financial institutions fully exempt from the CCPA, CPRA, VCDPA ... The National Law Review The Gramm–Leach–Bliley Act (GLBA) and its implementing regulations impose privacy requirements when financial institutions collect "nonpublic ... Flag as irrelevant
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