Financial Regulation | |||||
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Florida Office of Financial Regulation head to try legislation again None of the policies that the state's top financial regulator pitched to lawmakers made it through Florida's regular legislative session that concluded ...
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Examining Moral Basis Of Pope Francis' Pleas For Financial Regulation And Morality Of ... So that the poor do not suffer painful consequences from this system, financial speculation must be carefully regulated. Speculation. I want to underline ...
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All Consuming - Financial Litigation Insights, Volume 2, Issue 10 ... adoption of blockchain technology in the consumer finance space. The conference identified four reasons for the barriers. First, the lack of regulatory ...
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Maryland Alleges Partnership Program Between Missouri Bank and Fintech Partners Violates State ... The Commissioner has alleged these actions violated the following state laws: The Maryland Consumer Loan Law, by making consumer loans without ...
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Leading RegTech Company Starling Releases 2021 Compendium ... of bank regulators regarding firm culture and conduct risk management. ... financial regulation," observes former U.S. Comptroller of the Currency, ...
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Klarna's Blockbuster London IPO Hinges on Post-Brexit Regulation Europe's most valuable startup, Klarna Bank AB, said its decision on ... hinges on the U.K. government's post-Brexit financial services regulation.
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EMIR 2020-21 Update: REFIT, Benchmarks, Brexit, And Beyond Regulation (EU) No 2019/834 of the European Parliament and of the Council ... are treated as non-financial counterparties (NFCs) for EMIR purposes.
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US banks need to prepare for regulation on ESG The Sustainable Finance Disclosure Regulation, introduced in March this year, requires mandatory ESG disclosures from asset managers and other ...
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SEC needs to plug short selling data gap, says commissioner The SEC has required for several years the exchanges and their regulator, the Financial Industry Regulatory Authority, to build a Consolidated Audit ...
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King & Spalding Snags Ex-Enron Prosecutor From Bryan Cave ... as the Biden administration charts a new course in federal regulation. ... Stricklin most recently led the firm's investigations, financial regulations and ...
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