Financial Regulation | |||||
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Financial Law Insight - A spoonful of sugar to help the CoFI go down In this Financial Law Insight, we unpack the key issues raised in the two Consultation Papers. Three issues in particular – the level of prescription for ...
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Regulatory Initiatives Grid charts 'return to normality' in financial regulation The Financial Reporting Council (FRC) has joined the forum, alongside existing members the Bank of England, Prudential Regulation Authority, ...
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French watchdog expects Britain to diverge from EU on financial rules ... said on Wednesday Britain will take advantage of Brexit to diverge from European Union financial rules to make the City of London more attractive.
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Gary Gensler To Address Conference on Financial Market Regulation May 13-14, 2021 This year's topics include financial intermediation, SEC research, asset management, a special session on climate change, corporate finance, and ...
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EXCLUSIVE Fed privately presses big banks on risks from climate change The previously unreported supervisory discussions highlight how U.S. ... to incorporate climate risk into the financial regulatory system, with potentially ...
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UK: Financial Sanctions Update: UK Sanctions Policy Targets Corruption The regulations are made under the Sanctions and Anti-Money Laundering Act 2018, and sit alongside the Global Human Rights regime introduced in ...
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Is Your Financial Planner Acting in Your Best Interest? It is also important that you do your due diligence and see if your adviser has been disciplined publicly. The Financial Industry Regulatory Authority ( ...
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Facebook-Backed Digital Currency Project Revamps to Address US Regulators' Concerns It added that Diem Networks plans to register with the Treasury Department's Financial Crimes Enforcement Network, its anti-money-laundering unit.
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Robert C. Merton honored with MIT's Killian Award In recent years, his research has looked in depth at retirement finance ... risk management, financial regulation of systemic risk, personal retirement ...
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NAFCU expresses concerns over the Fed's Regulation II proposal The Durbin Amendment directed the Fed to regulate debit interchange fees to stop card-issuers from unfairly charging merchants and, in turn, protecting ...
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