Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ April 3, 2021
	NEWS
	Industry groups criticize CFPB decision to rescind COVID-related policies Financial Regulation News "Providing regulatory flexibility to companies should not come at the expense of consumers. Because many financial institutions have developed more ... Flag as irrelevant
	NFA Issues Notice Regarding Effective Date of NFA's Swap Dealer Capital Requirements The National Law Review NFA's Financial Requirements Section 18 requires SDs that are not subject to the rules of a prudential regulator (Covered SDs) to: (1) meet the ... Flag as irrelevant
	Consumer Financial Protection Bureau Revokes COVID-19 Temporary Regulatory Relief Provided ... Lexology CFPB announced recently an end to this relief. Generally, the temporary relief measures allowed financial institutions flexibility with regulatory filings and ... Flag as irrelevant
	Cybersecurity Enforcement: New York Department of Financial Services issues first penalty under ... JD Supra ... the Cybersecurity Regulation. On March 3, 2021, the New York State Department of Financial Services ("NYDFS") announced that mortgage lender, ... Flag as irrelevant
	Is an AML Crackdown Coming for RIAs? ThinkAdvisor Investment advisors "are still not technically subject to AML rules issued by FinCEN," the Treasury Financial Crimes Enforcement Network, Marzouk said. Flag as irrelevant
	Regulatory ambiguity helps keep the industry in compliance InvestmentNews The answer he received provides insight into regulatory ambiguity — one of the most potent tools deployed by the SEC, the Financial Industry ... Flag as irrelevant
	CFPB rescinds several temporary Covid-19 regulatory flexibilities Lexology ... which provided temporary regulatory flexibility measures to help financial institutions work with consumers affected by the Covid-19 pandemic:. Flag as irrelevant
	Decentralized Finance Is Building A New Financial System Forbes In the U.S., regulatory bodies like the Federal Reserve and Securities and Exchange Commission (SEC) set the rules for the world of centralized ... Flag as irrelevant
	Janet Yellen's Blind Spot on Regulation The American Prospect Warren inquired whether Yellen would designate BlackRock as a systemically important financial institution (SIFI), better known as being "too big to fail," ... Flag as irrelevant
	APCIA examines Florida's insurance system proposal Financial Regulation News "Florida drivers already pay the highest premiums in the country for full auto insurance coverage," McFaddin said. "With the pandemic putting financial ... Flag as irrelevant
See more results | Edit this alert

You have received this email because you have subscribed to Google Alerts. Unsubscribe | View all your alerts

Receive this alert as RSS feed

Send Feedback