Financial Regulation | |||||
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Lessons from an investment scandal The inquiry found that the Financial Conduct Authority failed to "effectively supervise and regulate" LCF. The regulator, the report went on, failed to ...
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DOI awarded accreditation from the NAIC The NAIC Financial Regulation Standards and Accreditation Committee voted to accredit the Idaho Department of Insurance, along with the ...
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Regulation alone will not strengthen Europe's digital sector The EU financial system remains extremely lopsided in favour of bank lending, with far too little of the equity capital that helps risky tech start-ups grow.
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Allianz chief calls for stricter fintech rules after Wirecard scandal BaFin, Germany's financial regulator, had direct authority over Wirecard Bank only, a relatively small and notionally independent subsidiary of the ...
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Can Decentralized Finance Ever Be Regulated? Iwa Salami, Senior Lecturer in Financial Law and Regulation, University of East London. As stock markets around the world struggle through the ...
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Regulatory & Audit Response Management Regulatory & Audit Response Management. Credit Suisse is a leading global wealth manager with strong investment banking capabilities.
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Caribbean Financial Action Task Force upgrades Jamaica's rating Johnson Smith said it is one of the objectives of the Bank of Jamaica (BOJ) to ensure that there is appropriate regulatory oversight for anti-money ...
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Review of 2020: China intensifies regulations on internet business ... warning the market that no one can bypass its regulations. Strengthening anti-monopoly efforts and preventing disorderly expansion of capital were ...
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MAS Consults on Proposed Notices on Outsourced Services The requirements follow the January passage of a bill that consolidated merchant bank licensing and prudential regulation under the Banking Act, and ...
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CBIRC Grants Launch Approval to New National Bad Debt Manager The banking regulator gave the green light for a new national state-owned asset management company to be set up in March, seeking to tackle an ...
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