Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ October 6, 2020
	NEWS
	UK eyeing closer financial services regulation alignment with non-EU countries, says Sunak City A.M. Brussels only allows grants non-EU countries access to European financial markets if they have similar regulations in a process known as equivalence. Flag as irrelevant
	The Race to Replace the City of London Begins Washington Post Regulatory turf wars and embarrassing financial scandals point to the scale of the task ahead. A capital markets union has been all talk and no action for ... Flag as irrelevant
	JPMorgan Probe Revived by Regulators' Data Mining Wall Street Journal A $920 million fine against bank shows advances in analyzing trading data. The CFTC has sifted exchange trading data to pursue cases ... Flag as irrelevant
	Climate-related risk disclosures reach global boiling point Compliance Week On a state regulatory level, this development is significant, as the NYDFS supervises and regulates the activities of approximately 1,500 banking and ... Flag as irrelevant
	San Antonio's USAA Bank receives failing grade from bank regulator San Antonio Express-News San Antonio-based USAA Federal Savings Bank has received a failing grade from a bank regulator over evidence of "discriminatory or other illegal ... Flag as irrelevant
	Illinois Recreational Marijuana Sales Break Another Record In September CBS Chicago According to the Illinois Department of Financial and Professional Regulation, adult-use cannabis sales in August climbed nearly 5.8% over July, ... Flag as irrelevant
	Innovation and Securities Regulation The Regulatory Review In so doing, they affect financial markets, and, therefore, they implicate securities regulation and the SEC. Fintech startups and well-established global ... Flag as irrelevant
	Fitch Rates WEC Energy Group, Inc.'s Sr. Unsecured Notes 'BBB+' Fitch Ratings ... four Midwestern states with relatively constructive regulatory regimes. The ratings also consider near-term financial pressures from the coronavirus ... Flag as irrelevant
	Australia's prudential regulator revamps supervisory regime to assess non-financial risks Reuters SYDNEY (Reuters) - Australia's prudential regulator introduced on Tuesday a new supervisory system to strengthen its focus on non-financial risks for ... Flag as irrelevant
	DOL Proposes Changes to Financial Reporting Requirements for the Largest and Most Prominent ... The National Law Review In its introduction to the proposed regulatory changes, the DOL observes that much of the illegal conduct at issue in the UAW scandal was facilitated by ... Flag as irrelevant
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