Senin, 10 Februari 2020

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update February 11, 2020
NEWS
Under the Senior Managers and Certification Regime ("SMCR"), firms are required to identify and report to the FCA any instances of disciplinary action ...
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New York Gov. Andrew Cuomo gives financial regulators the ability to levy stiffer fines and restitution under his preliminary budget proposal. With the ...
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The Vermont Department of Financial Regulation told her they haven't gotten complaints about this happening here. And our investigative unit ...
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As a leading player in the financial markets, AvaTrade is one of the most regulated brokers in the industry. Adding Abu Dhabi's Financial Services ...
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'Moneyball' writer talks on fairness, finance, and yes, sports ... plethora of topics covering sports, financial regulations, writing, modern communication, ...
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Republicans have asked whether post-crisis bank regulations contributed to last year's tempest in the market for repurchase agreements, or very ...
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Federal agencies have issued 295 final regulations in 2020. ... This 'UDAP" standard is a key term for both antitrust and financial regulation and has ...
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Specifically, Regulation O: requires prior approval by a bank's board of ... of Regulation O, the Federal Banking Agencies issued temporary relief while ...
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HSBC becomes the latest Hong Kong bank to announce relief measures for business owners impacted by the novel coronavirus and its effects on the ...
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A year ago, the Financial Conduct Authority, the financial regulator, wrote to debt advice firms warning them not to refer people for IVAs with high fees ...
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WEB
Financial regulation
39% of local businesses have cited Jersey's internal financial regulation as a 'key issue' for the next six months. This is the first time this issue has ...
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Budget and accounts
The financial regulation, applicable to the European Insurance and Occupational Pensions Authority, form the basis for the Authority's budget ...
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Financial Systems Regulation and Networks
While the application of artificial intelligence and emerging technologies are not new in the financial industry, their potential to improve financial ...
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