Financial Regulation | |||||
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Emerging Themes in Financial Regulation 2020 Under the Senior Managers and Certification Regime ("SMCR"), firms are required to identify and report to the FCA any instances of disciplinary action ...
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Financial Regulators Gain Punitive Powers Under NY Budget Plan New York Gov. Andrew Cuomo gives financial regulators the ability to levy stiffer fines and restitution under his preliminary budget proposal. With the ...
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Do soldiers in our region face 'Patriot Penalty' on car insurance? The Vermont Department of Financial Regulation told her they haven't gotten complaints about this happening here. And our investigative unit ...
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AvaTrade Announces a New Regulation Under Abu Dhabi Global Markets As a leading player in the financial markets, AvaTrade is one of the most regulated brokers in the industry. Adding Abu Dhabi's Financial Services ...
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'Moneyball' writer talks on fairness, finance, and yes, sports 'Moneyball' writer talks on fairness, finance, and yes, sports ... plethora of topics covering sports, financial regulations, writing, modern communication, ...
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Fed Chairman Heads to Capitol Hill Facing New Questions Over Growth Risks Republicans have asked whether post-crisis bank regulations contributed to last year's tempest in the market for repurchase agreements, or very ...
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This Week in Ridiculous Regulations Federal agencies have issued 295 final regulations in 2020. ... This 'UDAP" standard is a key term for both antitrust and financial regulation and has ...
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Federal Banking Agencies Provide Temporary Relief from Compliance with Regulation O for ... Specifically, Regulation O: requires prior approval by a bank's board of ... of Regulation O, the Federal Banking Agencies issued temporary relief while ...
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HSBC Provides Relief to Customers Impacted by Outbreak HSBC becomes the latest Hong Kong bank to announce relief measures for business owners impacted by the novel coronavirus and its effects on the ...
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Fake advisers exploit flaws in UK insolvency regulations A year ago, the Financial Conduct Authority, the financial regulator, wrote to debt advice firms warning them not to refer people for IVAs with high fees ...
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WEB | |||||
Financial regulation 39% of local businesses have cited Jersey's internal financial regulation as a 'key issue' for the next six months. This is the first time this issue has ...
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Budget and accounts The financial regulation, applicable to the European Insurance and Occupational Pensions Authority, form the basis for the Authority's budget ...
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Financial Systems Regulation and Networks While the application of artificial intelligence and emerging technologies are not new in the financial industry, their potential to improve financial ...
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