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Financial Regulatory Observer - December 2019: Lifting the lid on MAR The latest consultation paper from EMSA raises some important questions about the market abuse regulation (MAR) but lacks detail in some crucial ...
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EU Banking and Finance Regulatory Newsletter - December 2019 - Key regulatory developments ... EU Banking and Finance Regulatory Newsletter - December 2019 - Key .... Commission Implementing Regulation (EU) 2019/2103 amending and ...
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Brexit: EU chief says 2020 trade talks deadline may need to be extended The Commission drafts EU laws, enforces EU rules and has the power to ... in financial services, meaning the UK's rules on financial regulation are ...
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New York Department of Financial Services Finalizes Student Loan Servicers Regs The Regulation, which is codified at Part 409 of the New York Banking Department Regulations, implements and in several cases augments the ...
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The Financial Conduct Authority and Cyber Resiliency The Financial Conduct Authority (FCA) aims to guide regulated firms on its expectations of their cyber resiliency. In 2018, the FCA warned regulated ...
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North Shore Professionals Disciplined By State Regulators Enforcement actions were taken by the Illinois Department of Financial and Professional Regulation against these North Shore businesspeople.
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Metro Bank suitors deterred by costly branch network The UK challenger bank became a potential target for buyout firms ... of England's Prudential Regulation Authority and Financial Conduct Authority ...
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Five Digital Banks to Be Given Licenses in Malaysia Malaysia is bracing for the arrival of digital banks, with up to five licenses to be issued by the country's central bank once the regulation for the industry ...
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NAIC 2019 Fall National Meeting State insurance regulators and industry representatives discussed .... The Privacy of Consumer Financial and Health Information Regulation provided ...
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Agencies Provide Reg O Relief for Certain Fund-Controlled Companies ... lending relationships, the federal banking agencies today issued no-action relief under Regulation O for banks lending to investment fund-controlled ...
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