Jumat, 13 Desember 2019

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update December 14, 2019
NEWS
Big technology firms such as Amazon, Facebook, Twitter, and Google "may pose risks to financial stability" if they get more heavily involved in ...
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Two cases involve financial records subpoenas from Democratic ... to decide whether to update financial and government ethics and disclosure laws.
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206, signed by Department of Financial Regulation Commissioner Michael Pieciak, also holds that insurers can't deduct certain costs from a total loss ...
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The Financial Industry Regulatory Authority Inc. released the proposal in May. Under the measure, firms that are deemed "restricted" because they ...
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Regulators couldn't have foreseen some of the changes addressing digital banking when the rule was last revised in 1995 — much less in 1977, ...
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The Expert Group on Regulatory Obstacles to Financial Innovation has published a report reviewing the suitability of the existing legal framework for ...
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They also apply, for example, to how the Financial Crimes Enforcement Network's regulations intersect with guidance coming from the SEC or the U.S. ...
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A coalition of trade associations sent a letter to Senate Banking Committee .... One day after federal financial regulators issued guidance relaxing ...
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On December 6, the European Banking Authority (EBA) published its action ... The EC has also proposed a new regulation aimed at integrating ESG ...
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As announced previously, exams under FINRA's Regulatory Service ... He also will remain a part of Market Regulation's Trading and Financial ...
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