Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ September 26, 2023
	NEWS
	A Financial Reporting Regulation Roundup - FEI Financial Executives International A Financial Reporting Regulation Roundup. FEI Daily | 09/25/2023. Sponsored by Workiva. Annual reporting season is coming soon. Read about some of ... Flag as irrelevant
	Global Financial Markets Regulatory Review - September 2023 Edition - Dentons Dentons This regularly published report provides key financial markets regulatory developments as well as other legal developments related to financial ... Flag as irrelevant
	Citadel Securities fined US$7 million by SEC for Reg SHO violations Securities Finance Times Securities Finance Times home Regulation. Citadel Securities fined US$7 million ... financial regulators. Mark Cave, associate director of the SEC's ... Flag as irrelevant
	Britain proposes new diversity rules for financial firms - Reuters Reuters Britain's financial regulators proposed on Monday that large banks and insurers set targets to address under representation and collect and ... Flag as irrelevant
	Hong Kong financial regulator to introduce new measures following JPEX backlash Blockworks The latest scandal has rattled Hong Kong's ambition to become a global crypto hub and spurred financial regulators into action. Flag as irrelevant
	The SEC Wants to Spy on Your Portfolio - Mint Mint In the words of the SEC press release, the regulation instructs regulated financial institutions to identify "every order, cancellation ... Flag as irrelevant
	UK to delay implementing global banking reforms | Financial Times Financial Times Bank of England will set back some Basel III reform rules but disappoint banks by reducing phase-in period. Flag as irrelevant
	UK banks/Basel 3.1: locals rule on international regulation - Financial Times Financial Times The final parts of Basel III, known as Basel 3.1 in the UK, irk local regulators and politicians. These would lift bank capital levels and lower ... Flag as irrelevant
	Opinion: 10 regulatory reforms that will (finally) become a reality - Insurance Insider Insurance Insider With a new competitiveness duty for financial regulators now enshrined in law, and Solvency II reforms in the final straight, this publication has ... Flag as irrelevant
	U.K. Regulator Tackles Bullying and Harassment in the Financial Services Sector - WSJ The Wall Street Journal A Financial Conduct Authority consultation paper published Monday provides measures for firms to take 'decisive and appropriate action' against ... Flag as irrelevant
	WEB
	Conflict of interest : Oregon Prescription Drug Affordability Board Oregon Division of Financial Regulation - Oregon.gov Division of Financial Regulation · Oregon Prescription Drug Affordability ... financial, or otherwise improper interests. The board abides by the ... Flag as irrelevant
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