Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ August 3, 2023
	NEWS
	Daily Financial Regulation Update -- Tuesday, August 1, 2023 - Lexology Lexology Daily Financial Regulation Update -- Tuesday, August 1, 2023 ... The Department of the Treasury, as Chair of the Committee on Foreign Investment in the ... Flag as irrelevant
	Legislation seeks eased employee-ownership process - Financial Regulation News - Financial Regulation News - U.S. Sens. Todd Young (R-IN), Ben Cardin (D-MD), and Steve Daines (R-MT) have joined 18 colleagues to reintroduce legislation that makes it easier ... Flag as irrelevant
	SEC guidance addresses investment adviser operations - Financial Regulation News Financial Regulation News - The Securities and Exchange Commission (SEC) is proposing amendments to guidance permitting certain investment advisers providing investment ... Flag as irrelevant
	SEC outlines unregistered crypto asset securities charges - Financial Regulation News Financial Regulation News - The Securities and Exchange Commission (SEC) has detailed charges against an individual and three unincorporated entities for allegedly conducting ... Flag as irrelevant
	Report to the Secretary of the Treasury from the Treasury Borrowing Advisory Committee U.S. Department of the Treasury Interest rate and other financial markets reflect the recent resilience ... shift in financial regulation, and an inverted yield curve over time ... Flag as irrelevant
	Sustainable Finance: Commission Proposes to Regulate ESG Rating Providers National Law Review The regulation takes into account the new requirements imposed on financial institutions and market participants by the sustainable finance ... Flag as irrelevant
	UK regulator Financial Reporting Council appoints Richard Moriarty as CEO | IR Magazine IR Magazine UK regulator Financial Reporting Council appoints Richard Moriarty as CEO Richard Moriarty, FRC. The FRC regulate auditors, accountants and ... Flag as irrelevant
	HM Treasury Publishes Near-Final Draft of UK Securitisation Regulations 2023 - JD Supra JD Supra The government intends to deliver a "Smarter Regulatory Framework" tailored to the United Kingdom. Under the Financial Services and Markets Act ... Flag as irrelevant
	FSS Korea Confirms Embezzlement Case at BNK Kyongnam Bank - Regulation Asia Regulation Asia A BNK Kyongnam Bank employee was found to have embezzled $44mn over 15 years by fabricating loan documents and using family accounts. Flag as irrelevant
	Why MiCA Is Overly Burdensome Regulation for Ukraine's Crypto Industry - Nasdaq Nasdaq The MiCA Regulation will not apply to crypto assets which are classified under the already existing legal framework, including financial ... Flag as irrelevant
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