Jumat, 05 Agustus 2022

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update August 6, 2022
NEWS
Commodity Futures Trading Commission. Senators Introduce Legislation to Regulate Digital Commodities. August 3, 2022. U.S. Senators Debbie Stabenow (D ...
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Daily Financial Regulation Update -- Friday, August 5, 2022 ... Under the Federal Reserve Board's capital framework for bank holding companies, ...
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Two rules governing KYC include Financial Industry Regulatory Authority (FINRA) Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability).3 ...
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Stay current on digital asset regulation in the financial services industry to ... Gain clarity into the regulatory risks of digital assets.
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Regulation X is also the name of a Consumer Financial Protection Bureau (CFPB) regulation governing real estate transactions. CFPB recently proposed ...
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... regulatory agencies to resolve record-keeping investigations about business communications on messaging platforms not approved by the bank.
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A Securities Industry and Financial Markets Association (SIFMA)-commissioned study maintains a majority of retail investors prefer electronic ...
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A bill was introduced in the House of Representatives that seeks to update and modernize the notarization process domestically and abroad.
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Menand is an associate professor at Columbia Law School specializing in finance and regulation. Before he joined the law school, he held various ...
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Regulation would lead to increased costs due to hiring and other efforts related to compliance, explains Ken Joseph, managing director of financial ...
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