Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ July 31, 2022
	NEWS
	Statement by Chair Gensler on Re-Proposed Amendments Regarding Exemption from ... The Harvard Law School Forum on Corporate Governance ... amendments to Rule 15b9-1 regarding when broker-dealers are required to register with the Financial Industry Regulatory Authority (FINRA). Flag as irrelevant
	2022 Life Sciences Industry Accounting Guide | Deloitte US Deloitte Finance and accounting professionals in the life sciences industry ... to attest clients under the rules and regulations of public accounting. Flag as irrelevant
	Reps. Huizenga, Luetkemeyer introduce INDEX Act - Financial Regulation News - Financial Regulation News - U.S. Reps. Blaine Luetkemeyer (R-MO) and Bill Huizenga (R-MI) introduced a bill in the House that would require investment advisors of index funds ... Flag as irrelevant
	OCC Solicits Research on Implications of Financial Technology for Banking - JD Supra JD Supra Regulatory Developments - OCC Solicits Research on Implications of Financial Technology for Banking - On July 25, the OCC is seeking academic and ... Flag as irrelevant
	Rise Of Financial Crime In The NFT Market Elicits New Scrutiny From Regulators - Fin Tech Mondaq With the enduring popularity of certain NFTs and the promise of their use in the metaverse and beyond, the hype around the new technology has been ... Flag as irrelevant
	A historic year ahead for Croatia, as it gets set to join eurozone - - The Banker The Banker In-depth coverage across key markets; Comments from financial leaders and policymakers worldwide; Regional/country bank rankings and awards. View ... Flag as irrelevant
	2022-03 – Revised CORIE framework and rollout industry - Council of Financial Regulators Council of Financial Regulators The Council of Financial Regulators has today released an updated version of the Cyber Operational Resilience Intelligence-led Exercises framework ... Flag as irrelevant
	London Fines Show Brokers' Role in $1.9 Billion Cum-Ex Scandal - Bloomberg Bloomberg.com But hundreds of miles away in London, a series of fines levied by the UK financial regulator against small brokers has highlighted the fact that ... Flag as irrelevant
	What Keeps You Up at Night?: Preparing for the Unknowable and Planning to Win Dechert LLP ... Executive Compensation · Financial Services Remuneration, Regulation and Structures · HIPAA Compliance · Labor and Employment · Partnerships ... Flag as irrelevant
	Stablecoins lead regulation race; Barclays sees gold in Copper; SEC investigates Coinbase Lexology The bill extends the scope of the Banking Act 2009 and the Financial Services (Banking Reform) Act 2013 to include digital settlement assets (DSAs) ... Flag as irrelevant
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