Financial Regulation | |||||
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Australia Consults on Regulatory Framework for Financial Advice - Regulation Asia The consultation asks how fintech could help reduce financial advice costs and how to make advice more accessible, including through ...
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American Lawyer Names Private Equity Head Mark Thierfelder "Dealmaker of the Year" With a reported value of US$34 billion, the transaction was the second-largest buyout since the financial crisis and one of the biggest healthcare ...
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NGFS Forms New Task Force to Address Nature-related Risks - Regulation Asia The extent and severity of the physical and transition risks linked to biodiversity loss will be more difficult for the financial industry to ...
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Implementing changes to Factoring Act - Commentary - Lexology The factors registration regulations also introduce a new definition of NBFC-ICC as a financial institution that is engaged in asset finance as its ...
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NY Banking Regulator Aims To Speed Up Crypto Licensing - Law360 New York's top financial services regulator says she wants to make the application process for her agency's cryptocurrency business licenses "much ...
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ETF Edge: A Discussion of FINRA's Proposed Regulation of "Complex Products" | Nasdaq Attorney Thomas Gorman from Dorsey Whitney, an expert on SEC enforcement, Dave Nadig, financial futurist at ETF Trends, and Kim Arthur, ...
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Japan overhauls crypto regulation to comply with Russia sanctions - FinanceFeeds This compliance aims to tackle concerns that oligarchs in Belarus and Russia may resort to crypto to avoid the financial sanctions imposed over ...
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Regaining trust in financial services | ICAEW How far does Financial Services have to go to regain trust from ... chairman of the Texas oil and gas regulator, to Blackrock staff he had just ...
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