Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ March 21, 2022
	NEWS
	UK financial regulation architects warn against scrapping 'ringfencing' Financial Times Two architects of the UK's post-crisis financial regulation have warned ... A UK Treasury and Bank of England task force will now consider the ... Flag as irrelevant
	United Kingdom: The changing regulatory landscape for crypto advertising Global Compliance News On 18 January 2022, HM Treasury confirmed that it will bring certain cryptoassets into the scope of the financial promotion regime. Flag as irrelevant
	SEC climate-change rules could demand that companies account for pollution they don't ... MarketWatch ... setting up a clash over a financial regulator's role. ... Still, big moves in climate-change regulation has increasingly gained value as a ... Flag as irrelevant
	Finra Guidance Sees Compliance Execs as More Advisory Than Supervisors - PYMNTS.com PYMNTS.com The Financial Industry Regulatory Authority said it won't take action against chief compliance officers in matters where they're just playing an ... Flag as irrelevant
	RBI Orders Paytm Payments Bank to Stop Onboarding Clients - Regulation Asia Regulation Asia The bank reportedly violated rules by allowing data to flow to servers overseas and did not properly verify thousands of customers. Flag as irrelevant
	Asia-Pacific: key updates for the financial services sector (10 - 18 Mar) - Lexology Pro Lexology The Singapore Exchange Regulation (SGC RegCo) recently issued guidance on what an issuer should do if it or related entities are exposed to sanctions- ... Flag as irrelevant
	Protection and tax the focus of government's cryptocurrency review - The Mandarin The Mandarin Superannuation, financial services and the digital economy minister Jane ... The Council of Financial Regulators will be looking at de-banking, ... Flag as irrelevant
	MAS Bars Former DBS Wealth Planner for Cheating Clients - Regulation Asia Regulation Asia The former DBS Bank wealth planning manager fraudulently deceived clients into transferring SGD 490000 into his personal bank account. Flag as irrelevant
	Building an Effective Surveillance and Compliance Program For the Digital Asset Market Traders Magazine By Joe Schifano, Global Head of Regulatory Affairs, Eventus. Legacy financial regulations assume the existence of intermediaries and asset classes ... Flag as irrelevant
	Bold Ukrainans defy Putin's invasion and join European electricity grid - Atlantic Council Atlantic Council ... in Kremlin-controlled Transnistria, an unrecognised republic on the left bank of the Dniester River where Russia continues to maintain troops. Flag as irrelevant
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