Financial Regulation | |||||
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Facing regulation with innovation | Business Post Law firm Leman Solicitors LLP has partnered with regulated entities including financial institutions to smooth the regulatory burden, including by ...
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Regulation sets standards for retirement plan advisors | Business | thenewsenterprise.com Financial advisors need to operate as fiduciaries and meet a five-part test requiring them to act in your best interest and not theirs. Advisors must ...
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Proposed Reforms to Private Fund Adviser Regulation | Holland & Hart LLP - JDSupra Obtain from an independent public accountant, annually and at liquidation, an audit of the financial statements of each private fund advised by it ...
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Latest banking news roundup, Feb. 25, 2022 | American Banker Crypto, CRA, data sharing: Bank regulators' ambitious priorities for 2022 ... Bardusch began his banking career at PNC Financial Services Group, ...
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U.S., EU and UK Impose Unprecedented Sanctions Against Russia - Dechert LLP Listings/asset freezes on certain Russian banks: VTB Bank, Otkritie, ... or technology subject to the Export Administration Regulations ("EAR"), ...
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New ICBA chair's plan to fight regulation, credit union tax exemption | American Banker Bolton, who is also president and CEO of the $182 million-asset Community Spirit Bank in Red Bay, Alabama, officially takes over the ICBA's lead ...
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Seize the Oligarchs' Wealth - The Atlantic The Bank for International Settlements estimates that Russian ... Western governments could follow up with financial regulation limiting ...
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European Central Bank President Calls for Urgent Crypto Regulation After Russian Sanctions On Friday, European Central Bank (ECB) president Christine Lagarde exhorted lawmakers to quickly approve a regulatory framework on crypto to ...
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China's anti-corruption body criticises central bank, regulators | The Edge Markets China's top disciplinary watchdog sharply criticised more than two dozen financial regulators, state banks, insurers and bad debt managers ...
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SEC's Role in Cybersecurity - The Harvard Law School Forum on Corporate Governance In a speech to the Securities Regulation Institute conference last week, ... Mr. Gensler framed cybersecurity as critical to a strong financial ...
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