Rabu, 06 Oktober 2021

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update October 7, 2021
NEWS
Phillips said the SEC and all of the other financial regulators should use ... and tax reporting laws; and enforcing existing investor protections laws.
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The Fed is also undergoing its own ethics review of trading rules for top ... on Fed history and financial regulation at The University of Pennsylvania.
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On September 14th, the new chair of the Securities and Exchange Commission, Gary Gensler, appeared before the Senate Banking Committee to talk about how his ...
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... has come under fire from the banking industry for views she expressed on ... of Cornell Law School, where she teaches courses on financial regulation.
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The International Organization of Securities Commissions — an umbrella group for financial regulators, and the Committee on Payments and Market Infrastructures, ...
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Federal law requires financial institutions to identify and attempt to determine the sources of suspicious funds. Most other advanced countries require the same ...
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... citing Powell's record of loosening financial regulation. But Warren declined to say if she'd back Lael Brainard, the only Democrat currently on the Fed ...
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... encourages Chopra to utilize the larger participant rule to mitigate the growing risk of consumer harm in the under-regulated fintech lending market.
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The parallel in today's mobile banking market might be, to quote one startup founder: "There are more financial products for more consumers than you could ever ...
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But what AML regulatory developments should financial institutions in EMEA expect over the coming years and how can they ensure to meet compliance obligations?
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