Sabtu, 03 Juli 2021

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update July 4, 2021
NEWS
Man slammed after revealing he and his girlfriend's 'toxic' financial rules: 'I ... My parents are pretty affluent, as well as my brother and sister-in-law.
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Regulators have also fined him $105,000 for "reckless practices" and personal dishonesty that jeopardized Grand Rivers Community Bank, ...
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Testimony from officials with the Securities and Exchange Commission and the Financial Industry Regulatory Authority earlier this year showcased ...
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Didi told the Financial Times that it would "actively comply" with the investigation and "completely inspect our cyber security risks under the guidance and ...
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Hong Kong's investment-banking culture borrowed heavily from the Eurobond market that developed in London in the 1970s and 1980s. Companies ...
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... infrastructure and operations to financial regulation examiners, according to a ... and report forms for the federal examination of financial institutions.
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In a separate meeting hosted by the China Banking and Insurance Regulatory Commission on the same day, its chairman Guo Shuqing said a balance ...
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"As the regulators seek to understand the use of AI by financial institutions, we agree that the focus of financial institutions should be developing ...
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Banks and mortgage holders were left in limbo in May when the Supreme Court delayed guidelines on how lower courts should treat the cases. The ...
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The Gramm-Leach-Bliley Act (GLBA) enables finance pros to walk ... who the law applies to and how it is enforced, and how financial institutions can ...
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