Kamis, 13 Mei 2021

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update May 14, 2021
NEWS
The OFR interacts with, consolidates data from, and provides recommendations to the financial regulators in charge of promoting financial stability.
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Many financial oversight agencies have roles in crafting a regulatory response, but the Securities and Exchange Commission (SEC) will be most ...
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The new law, enacted on January 1 of this year, is an extraordinarily wide-ranging and long overdue reform of the Bank Secrecy Act. It is a rare piece of ...
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... the financial regulatory system. While European regulators are this year rolling-out climate-change "stress tests" for lenders, the Fed lags its peers.
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The Financial Conduct Authority ("FCA") published Handbook Notice 87, which sets out changes to the FCA Handbook made by the FCA board on 25 ...
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Speakers also explained how AI can reinforce disparities, and they called for remedial governmental measures to bring financial regulations into the ...
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In an effort to reduce duplicate regulatory requirements in respect to Foreign Financial Service Providers (FFSPs) which deal with wholesale clients and ...
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SEC Chairman Gary Gensler is set to deliver remarks this week at the Conference on Financial Market Regulation, along with Jessica Wachter, chief ...
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Equivalence would require Britain to avoid diverging from financial rules in the EU, but the Bank of England has warned that the UK should not ...
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In both cases, DFS focused on failures by the regulated entities to report cyber breaches in a timely manner as required by the Cybersecurity Regulation.
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