Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ March 12, 2021
	NEWS
	Vermont Department of Financial Regulation announces top investor threats for 2021 vtdigger.org Montpelier, VT – (March 11, 2021) – The Securities Division of the Vermont Department of Financial Regulation today reminded investors to be on the ... Flag as irrelevant
	Financial Regulatory - Update Q1 2021 Lexology Traditionally, 1 January (and 1 July) each year is a date on which new Dutch financial regulations enter into force. This year, the amendments to the ... Flag as irrelevant
	Sustainable Finance Disclosure Regulation (SFDR): What To Expect JD Supra The SFDR imposes sustainability-related disclosure requirements on financial services institutions such as banks, insurance companies, pension funds, ... Europe's anti-greenwashing rules take effect for fund managers - Pensions & Investments New sustainable finance rules to shake up global ESG investing - Nasdaq Full Coverage Flag as irrelevant
	Florida Office of Financial Regulation Warns About Investment Schemes Florida Daily This week, the Office of Financial Regulation (OFR) reminded investors to be on the lookout for investment schemes pitched through the internet and ... Flag as irrelevant
	Biden to Tap Former Fed Economist for Treasury Domestic-Finance Post The Wall Street Journal They will be writing legislative proposals as Democrats start looking to raise revenue. And they also may review and revise Trump-era regulations on ... Flag as irrelevant
	DFR reveals top investor threats for 2021 Vermont Biz Vermont Business Magazine The Securities Division of the Vermont Department of Financial Regulation today reminded investors to be on the lookout ... Flag as irrelevant
	IFLR podcast: in conversation with Olaniwun Ajayi International Financial Law Review Later in the podcast, Muyiwa Balogun unpicks the latest developments in financial regulation reform, including bail-in concepts, the creation of a ... Flag as irrelevant
	State fines ex-stock broker, firm $220K for exploiting five Bend-area seniors KTVZ (KTVZ) – The Oregon Division of Financial Regulation issued $220,000 in civil penalties, and Raymond James Financial Services, Inc. agreed to pay ... Flag as irrelevant
	Biden to Nominate Liang, Batchelder for Treasury Positions Bloomberg ... finance, building out Secretary Janet Yellen's team with people who will implement policies affecting the bond market, financial regulation and taxes. Flag as irrelevant
	ESMA Proposes Rules for Taxonomy-Alignment of Non-Financial Undertakings and Asset Managers JD Supra Article 8(2) of the Regulation requires such non-financial undertakings to disclose three key performance indicators ("KPIs"): Turnover KPI: the proportion ... Flag as irrelevant
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