Financial Regulation | |||||
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Will Financial Regulators Act on Climate? Will Financial Regulators Act on Climate? Lael Brainard and Janet Yellen have been talking the talk about climate risk, but not translating that into ...
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Launch: Financial Technology Association to Advocate for Consumer-Centric Fintech Development Rationalizing and supporting federal and state regulatory frameworks to craft a coherent vision of federalism in the context of modern financial regulation ...
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Financial Services Regulation and Compliance - General Cross Sectoral Feb 2021 to deter money laundering and terrorist financing; to identify those who seek to hide their ownership and control of corporate or legal entities by ensuring ...
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Biden Treasury Pick Quietly Starts Work to Rein In Wall Street ... cross-agency discussions on financial regulation and stability, according to ... Liang's ability to begin pursuing a regulatory agenda is unlikely to be ...
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ESG: European Regulators Confirm Approach to SFDR Compliance from 10 March 2021 The Supervisory Statement does not impose new requirements on financial market participants and advisers, but confirms the industry approach to ...
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Financial Services Trade Organizations Publish Principles for Regulatory Sustainability Transition "Ensure climate-related financial regulation is risk-based" (without restricting finance to companies most in need of support for the transition); "Build ...
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Trade Group Forms To Promote FinTech Development, Regs The release stated the group will "educate stakeholders and support the modernization of financial regulation to drive greater financial inclusion, ...
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ESMA Proposes Rules for Taxonomy-Alignment of Non-Financial Undertakings and Asset Managers The Regulation does not specify any KPIs for financial undertakings (including asset managers), which are subject to the disclosure requirements for ...
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Audit finds discrepancy in financial records at Office of Consumer Affairs and Business Regulation Bump's audit showed OCABR did not reconcile revenue information in its financial records to the information in its home improvement contractor (HIC) ...
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UK/EU Investment Management Update (March 2021) 1. Brexit · 2. MiFID II · 3. Market Abuse and Financial Crime · 4. ESG/EU Sustainable Finance Disclosure Regulation (SFDR) · 5. Cayman Islands Added ...
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