Financial Regulation | |||||
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Why the UK Treads Lightly on Financial Deregulation The U.K.'s financial rules and regulations remain, for the moment, the same as the EU's. How much and how far the U.K. will diverge in the future, and ...
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Progressive hopes for a radical SEC agenda face a unicorn problem ... to most reporting requirements, and experts say for new financial regulations to have the widest impact, the SEC will have to move to greatly expand ...
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EU, UK Near Post-Brexit Accord on Finance Regulation Forum Britain and the European Union are nearing agreement on how to cooperate on financial market rules -- a first, limited step toward working together ...
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Streamline bank rules for spotting sanctions violators Of course, this is how laws in this country are generally enforced. But large banks also have on-site examiners from the federal banking agencies who ...
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GameStopped? Regulators react to the "short squeeze" The regulatory framework and the approach of regulators will need to continue to develop to keep pace with rapid innovation in all forms in the financial ...
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CFPB To Revisit Trump-Era QM Final Rules To determine whether an intermediary is a "financial institution," Regulation EE currently includes an activities-based test focused upon the amount of ...
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Banking and investment institutions are turning to bitcoin. Could it be dangerous for the economy? Regulators could find institutions violating anti-money laundering rules, facilitated by cryptocurrencies. Institutions could also face reputational risk ...
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Switching to Responsible Banking By enhancing information on environmental, social, and governance matters in banking and facilitating competition, the CFPB and bank regulators ...
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MPs highlight broker concerns in Parliament debate ... in the strict regulatory environment that has understandably followed the financial ... "Regulators and loan providers alike have become substantially ...
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Much Ado about Crypto - the Draft EU Crypto-Assets Regulation In April 2020, the Irish financial services regulator, the Central Bank of Ireland ("CBI"), wrote to the Commission to express its support for the ...
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