Kamis, 11 Februari 2021

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update February 12, 2021
NEWS
The Financial Industry Regulatory Authority, the North American Securities Administrators Association (NASAA), and the staff of the Securities and ...
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In this piece, we identify several of the most pressing financial regulatory issues facing the new administration—from controversial rulemakings to new ...
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About the webinar. Please join Fitch Ratings for its quarterly review of financial regulation in major global banking jurisdictions. Monsur Hussain ...
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"This is an extremely welcome and powerful speech," Jake Green, partner and co-head of financial regulatory matters at law firm Ashurst, said ...
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The governor of the Bank of England said the European Union's post-Brexit requirements to grant market access for financial services are unrealistic.
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Participation in an SRO may be voluntary, though it is often effectively mandated by statutory or regulatory requirements, as is the case for the Financial ...
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Supplementary Financial Information. The amendments streamline the requirements of Item 302(a) of Regulation S-K in an effort to avoid duplicative ...
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The purpose of the Final Regulation was, for the first time, to establish by regulation how fiduciaries of plans or accounts covered by the Employee ...
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This column discusses the interaction between money markets, new Basel III regulations, and central bank policies. The analysis shows that money ...
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British regulators set the stage for fintechs to flourish after the last financial crisis more than a decade ago. "The U.K. banking regulator realized there ...
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