Financial Regulation | |||||||
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Daily Financial Regulation Update -- Wednesday, February 10, 2020 The Financial Industry Regulatory Authority, the North American Securities Administrators Association (NASAA), and the staff of the Securities and ...
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Key Financial Regulatory Issues for Biden Administration's Early Days In this piece, we identify several of the most pressing financial regulatory issues facing the new administration—from controversial rulemakings to new ...
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Quarterly Webinar: Fitch on Bank Regulation Session 1 About the webinar. Please join Fitch Ratings for its quarterly review of financial regulation in major global banking jurisdictions. Monsur Hussain ...
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BoE Says EU Holds UK Financial Services To Higher Standard "This is an extremely welcome and powerful speech," Jake Green, partner and co-head of financial regulatory matters at law firm Ashurst, said ...
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EU's Brexit financial market access demands called unrealistic – BOE governor The governor of the Bank of England said the European Union's post-Brexit requirements to grant market access for financial services are unrealistic.
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Peer-to-Peer Governance: Why Cryptocurrency SROs Can Work Participation in an SRO may be voluntary, though it is often effectively mandated by statutory or regulatory requirements, as is the case for the Financial ...
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SEC Amends MD&A and Other Financial Disclosure Rules Supplementary Financial Information. The amendments streamline the requirements of Item 302(a) of Regulation S-K in an effort to avoid duplicative ...
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Financial Factors in Selecting Plan Investments Under ERISA The purpose of the Final Regulation was, for the first time, to establish by regulation how fiduciaries of plans or accounts covered by the Employee ...
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Money markets, central bank balance sheets, and regulation This column discusses the interaction between money markets, new Basel III regulations, and central bank policies. The analysis shows that money ...
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Fintech Fundraising Fuels Hope for UK Finance Post-Brexit British regulators set the stage for fintechs to flourish after the last financial crisis more than a decade ago. "The U.K. banking regulator realized there ...
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