Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ November 5, 2020
	NEWS
	Financial Services Rules Are the Pendulum in the Pit of Election Season Traders Magazine The Democratic party platform that would set the regulatory philosophy for a Biden Administration does not have a lot to say about financial regulation, ... Flag as irrelevant
	Cato's Director of Financial Regulation Studies Comments on SEC's Exempt Ecosystem Update: A ... Crowdfund Insider The SEC's extension of the temporary COVID rules relieving some small issuers from certain financial review requirements is a good step, but it's only ... Flag as irrelevant
	Climate Change Is a Systemic Financial Risk The Regulatory Review With a U.S. presidential election upon us and a potential for a new Administration and new regulatory appointments, climate regulation of the financial ... Flag as irrelevant
	UK fires warning shot at Brussels over post-transition share trading Financial Times EU negotiators have rejected British attempts to codify new arrangements for co-operation on financial regulation in the two sides' planned trade treaty ... Flag as irrelevant
	When an Ant is too big to fail Axios But so long as the coming regulatory regime is uncertain, an IPO seems ... Ma railed against financial regulators, said that financial regulation was ... Flag as irrelevant
	Regulation Round Up - October 2020 JD Supra The European Banking Authority ("EBA") published for consultation a revised version of its guidelines on sound remuneration policies. The FCA ... Flag as irrelevant
	Asian stocks rise as US vote points to higher bar for regulation Reuters ... shares jumped on Thursday as investors cheered U.S. election results that pointed to a government less likely to impose tough financial regulations, ... Flag as irrelevant
	Cyber Regulatory Enforcement Actions and Implications for Insurance Coverage Law.com On July 22, 2020, the New York Department of Financial Services (DFS), announced that it had commenced a regulatory enforcement action against ... Flag as irrelevant
	Ant's IPO fiasco set to clip its wings and dent its value Reuters.com Ma's public criticism last month of financial regulations as stifling innovation had put him on a collision course with regulators in China, analysts said. Flag as irrelevant
	Trump v. Biden: With no winner (yet), advisor regulatory changes in limbo Financial Planning With no clear winner yet in the presidential election, advisors and clients will have to wait a bit longer to find out the ramifications for financial planning. Flag as irrelevant
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