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Building A Financial Regulatory System Suitable For The UK In The New Era, Speech Delivered By ... Speaker: Nausicaa Delfas, Executive Director of International Event: City & Financial Professional Virtual Roundtables Delivered: 1 July 2020
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BaFin Head Says Regulator Had Limited Ability To Regulate Wirecard In a closed-door meeting with lawmakers, Hufeld told Bundestag's finance committee that BaFin, the European Central Bank and the Bundesbank, ...
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CFPB Announces Tech Sprints To Empower Consumers, Reduce Regulatory Burden Many federal consumer financial laws were written in a paper-based age. The use of digital technology and alternative delivery mechanisms (e.g., online ...
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For Wealth Managers, The SEC's New Regulation 'BI' Puts Awkward Fine Print Up Front It is stronger than the suitability standard set by the Financial Industry Regulatory Authority which says that recommendations only need to be ...
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FFIEC: Examiners to Increase Focus on Libor Transition Preparedness Federal financial regulators today said they will ramp up their supervisory focus on banks' transitions away from the London Interbank Offered Rate in ...
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Brussels Turns On UK Over Missed Equivalence Deadline More than 1,000 pages of questionnaires were sent to the U.K. in batches in April and May, seeking information about British regulation of the financial ...
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Supreme Court Rules the President Can Fire the Consumer Watchdog Head. What's at Stake. The last financial crisis convinced Congress to create a powerful ... CEO of Better Markets, a nonprofit group that supports strong financial regulation.
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Comment: What the Wirecard scandal says about the German financial system "The Wirecard scandal shows why Frankfurt will never replace the City of London as a financial centre. Germany can't regulate its own firms, never ...
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FIs Embrace FinTech Collabs With An Eye On Functionality According to the PYMNTS Preventing Financial Crimes Playbook, ... in open banking to arm consumers and businesses with greater control of their ...
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CFOs' growing role in anti-money laundering and counter-terrorist financing "Finance leaders should ensure their AML control framework is robust, flexible, and able to adjust to new threats and to incoming regulation," he said. " ...
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