Jumat, 19 Juni 2020

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update June 20, 2020
NEWS
... the next phase of the future regulatory framework review will set out how the UK government intends to approach financial regulation post Brexit.
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Jay Clayton, who has led the US securities regulator since 2017, will ... "His management experience and expertise in financial regulation give him an ...
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... each other, the states and other financial regulators to foster ongoing dialogue and provide appropriate guidance during the COVID-19 pandemic.
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GARTNER INC : Regulation FD Disclosure, Financial Statements and Exhibits (form 8-K). Envoyer par e-mail. 06/18/2020 ...
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The Luxembourg financial regulator has imposed an administrative fine of €41,050 on Öhman Bank, a credit institution offering services to wealthy ...
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In addition, financial regulators in the region sometimes fail to consider relative size and complexity when they impose the same regulations on ...
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The plan sets out the areas the FMA will focus on as part of its role in reviewing the quality of Financial Markets Conduct Act audits, and contributing to ...
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... level case count that we were experiencing prior to the outbreak," said Commissioner Michael Pieciak of the Department of Financial Regulation.
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The latest modeling from the Department of Financial Regulation shows that Vermont remains well within the established "guardrails" of the four key ...
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