Rabu, 17 Juni 2020

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update June 18, 2020
NEWS
Recent regulatory developments of interest to all financial institutions. Includes updates on COVID-19, FCA guidance on assessing adequate financial ...
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The biggest change to financial regulation since the 1930s, the Dodd-Frank Act imposed a plethora of new financial regulations across the board, from ...
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Regulatory documents (e.g. Prospectus, KIIDs) are expected to present an investment objective detailing the non-financial aspect, the type of ...
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The Reserve Bank on Wednesday proposed to double the minimum net owned fund (NOF) requirement for housing finance companies to Rs 20 crore ...
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Regulatory activity is still in full swing, with the findings of the Financial Conduct Authority's thematic review into defined benefit transfers to be unveiled ...
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In addition, under the Regulation on sustainability-related disclosures in the financial services sector, AIFMs are obliged to consider the principal ...
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The Financial Conduct Authority has intervened in almost 500 cases ... last month which revealed the regulator had allowed an adviser to complete ...
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"Every major financial regulator in the world employs, to varying degrees, two primary methods of regulation: principles-based and rules-based," the ...
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The successive agreements set out the commercial and regulatory ... the technical, sporting and financial regulations were published as per the ISC.
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MURPHY OIL CORP : Regulation FD Disclosure, Financial Statements and Exhibits (form 8-K). Envoyer par e-mail. 06/17/2020 | 06:34 am. Item 7.01.
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WEB
On LGBTQ+ Rights: Vermont and US Supreme Court Lead
Consumer protection is the Department of Financial Regulation's core mission and it is our job as regulators to ensure everyone is treated fairly and is ...
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