Jumat, 27 Desember 2019

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update December 28, 2019
NEWS
The latest consultation paper from EMSA raises some important questions about the market abuse regulation (MAR) but lacks detail in some crucial ...
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EU Banking and Finance Regulatory Newsletter - December 2019 - Key .... Commission Implementing Regulation (EU) 2019/2103 amending and ...
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The Commission drafts EU laws, enforces EU rules and has the power to ... in financial services, meaning the UK's rules on financial regulation are ...
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The Regulation, which is codified at Part 409 of the New York Banking Department Regulations, implements and in several cases augments the ...
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The Financial Conduct Authority (FCA) aims to guide regulated firms on its expectations of their cyber resiliency. In 2018, the FCA warned regulated ...
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Enforcement actions were taken by the Illinois Department of Financial and Professional Regulation against these North Shore businesspeople.
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The UK challenger bank became a potential target for buyout firms ... of England's Prudential Regulation Authority and Financial Conduct Authority ...
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Malaysia is bracing for the arrival of digital banks, with up to five licenses to be issued by the country's central bank once the regulation for the industry ...
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State insurance regulators and industry representatives discussed .... The Privacy of Consumer Financial and Health Information Regulation provided ...
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... lending relationships, the federal banking agencies today issued no-action relief under Regulation O for banks lending to investment fund-controlled ...
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