Kamis, 24 Oktober 2019

Google Alert - Financial Regulation

Google
Financial Regulation
Daily update October 25, 2019
NEWS
Heath P. Tarbert, chairman and chief executive of the United States Commodity Futures Trading Commission, spoke about rules-based and ...
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This professional consensus notwithstanding, financial regulators at the state and federal level spend much of their time and manpower evaluating ...
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Big banks do not usually gang up to demand more financial regulation, least of all with asset managers in tow. But this week some Wall Street banks ...
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The decision is a victory for state financial regulators wanting to stop the fintech charter that allowed technology start-ups trying to become banks ...
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The FSA may also obtain information from foreign banks conducting business in Denmark on a cross-border basis to assist financial supervisory ...
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... spent her decadeslong academic and political career calling for tighter financial regulation. Interviews with dozens of Democrat-supporting bankers, ...
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The head of the UK's financial regulator has acknowledged that the watchdog deserved criticism in the wake of recent personal finance scandals, but ...
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The Bank of Japan also warned that the country's financial system was ... asset managers do not usually gang up to demand more financial regulation.
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Most recently, she has written, lectured, and taught courses internationally on financial regulation and corporate law. She served for more than a ...
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Crowdfunding based on donations the investors make to support a special project (crowd-sponsoring) is generally not subject to financial regulation.
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WEB
Department of Financial Regulation and Attorney General Donovan Caution Public about ...
Montpelier, VT – Several weeks ago the Department of Financial Regulation (DFR) issued a cease and desist order against four entities and one ...
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Reflections on Financial Markets Regulation in Hong Kong and Globally
Asian Institute of International Financial Law Faculty of Law The University of Hong Kong. Reflections on Financial Markets Regulation in. Hong Kong ...
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