Google Alert - Financial Regulation

	Financial Regulation Daily update ⋅ October 11, 2019
	NEWS
	Federal Reserve Gives Large Banks a Break on Postcrisis Rules Wall Street Journal Randal Quarles, the Fed's pointman on financial regulation, said the rules aim to set a framework "that more closely ties regulatory requirements to ... Flag as irrelevant
	Volcker rule changes approved by federal regulators Financial Regulation News The Volcker rule, which was established as part of the Dodd-Frank Act, was enacted in 2013 to prohibit banking entities from engaging in proprietary ... Flag as irrelevant
	Fed Votes to Lighten Regulations for All but the Largest Banks The New York Times Federal Reserve Board members voted on Thursday to adjust key bank regulations put in place after the financial crisis, enacting a series of changes ... Flag as irrelevant
	Fed Wraps Up Work On Revamped Big Bank Rules Law360 Fed Wraps Up Work On Revamped Big Bank Rules ... effort to "tailor" post-crisis financial rules in the wake of last year's banking regulatory relief bill. Flag as irrelevant
	Federal proposals target taxpayer regulatory relief Financial Regulation News The proposed modifications address the possibility of altering a debt instrument, derivative or other financial contract to replace a reference rate based ... Flag as irrelevant
	Fremont financial advisor accused of scamming investors using fake charity involving Taylor Swift ... The Union Leader The New Hampshire Bureau of Securities Regulation alleges that, while employed as a financial advisor with LPL Financial, LLC with an office in ... Flag as irrelevant
	10 years on: Despite dramatic change, 'personal touch' will dominate financial advice space CNBC Where is the future of financial advice headed? .... The endless debate on how to regulate investment brokers and financial advisors still appears ... Flag as irrelevant
	Can Fintech Make the World More Inclusive? Knowledge@Wharton The potential gains for the start-ups driving fintech (financial technology) are ... With proper oversight and regulation even more is possible, notes this ... Flag as irrelevant
	Financial Services Weekly News: SEC Modernizes ETF Regulation, Issues Guidance on ... JD Supra (press release) On September 26, the SEC adopted Rule 6c-11 under the Investment Company Act of 1940, as amended (1940 Act), which permits most ... Flag as irrelevant
	Agencies finalize changes to Volcker rule Compliance Week ... were finalized this week following approval from the five federal financial regulatory agencies with jurisdiction over the interagency regulation. Flag as irrelevant
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